Unclaimed
Scott William Marcus is an active investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Scott has been in the financial services industry since March 15, 1992. Prior to joining Wells Fargo Advisors Financial Network, LLC, Scott worked at RAYMOND JAMES & ASSOCIATES, INC. Scott has a Series 63, Series 65, Series 7, Series 9 and Series 10. Scott also has experience as an arbitrator and panelist for FINRA and is the 100% owner of MWS of South Georgia LLC. Scott is registered in 16 states including Alabama, Arizona, District of Columbia, Florida, Georgia, Kentucky, Louisiana, Maine, Mississippi, North Carolina, South Carolina, Tennessee, Texas, Washington and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
06/03/2020 - Present
Wells Fargo Advisors Financial Network, LLC (ALBANY GA)
GA
02/13/2013 - 06/05/2020
RAYMOND JAMES & ASSOCIATES, INC. (ALBANY GA)
GA
06/21/2002 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ALBANY GA)
NY
01/02/2002 - 06/28/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
GA
06/30/1992 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
WI
03/16/1992 - 07/08/1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 09/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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