Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lay is a financial advisor with over 27 years of experience in the financial services industry. Scott is currently registered with Cetera Investment Advisers LLC. Scott also has past experience with Walnut Street Securities, Inc. and AFS Brokerage, Inc.. Scott is a Series 63 and Series 65 licensed advisor, and holds the Series 24 and Series 7 licenses. Scott Lay is a Registered Representative and Investment Advisor Representative of Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a SEC Registered Investment Advisor and is a member of FINRA and SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/29/2023 - Present
Cetera Investment Advisers LLC (ST.LOUIS MO)
MO
11/12/2001 - 09/03/2013
WALNUT STREET SECURITIES, INC. (ST LOUIS MO)
TX
12/22/1995 - 10/29/2001
AFS BROKERAGE, INC. (AUSTIN TX)
IA
Issued 10/23/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/3/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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