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Scott William Croland

SG Americas Securities, LLC

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About Scott William Croland

Scott Croland is a registered representative with SG Americas Securities, LLC. Scott has been in the securities industry since 1994. Scott holds the Series 7, Series 99, and SIE licenses, and is a licensed Series 63 agent. Scott has been registered with SG Americas Securities, LLC since 8/18/2016. Prior to joining SG Americas Securities, LLC, Scott was a registered representative at NOMURA SECURITIES INTERNATIONAL, INC. from 11/22/2010 to 5/10/2012 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from 6/3/1994 to 1/8/2010.

Firm Information

Scott Croland is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Croland’s Registration & Firm History

NY

08/18/2016 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

11/22/2010 - 05/10/2012

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

06/03/1994 - 01/08/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2016

Series 99 - Operations Professional Examination

BC

Issued 06/02/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott William Croland.
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