Unclaimed
Scott Croland is a registered representative with SG Americas Securities, LLC. Scott has been in the securities industry since 1994. Scott holds the Series 7, Series 99, and SIE licenses, and is a licensed Series 63 agent. Scott has been registered with SG Americas Securities, LLC since 8/18/2016. Prior to joining SG Americas Securities, LLC, Scott was a registered representative at NOMURA SECURITIES INTERNATIONAL, INC. from 11/22/2010 to 5/10/2012 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from 6/3/1994 to 1/8/2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/18/2016 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
11/22/2010 - 05/10/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/03/1994 - 01/08/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2016
Series 99 - Operations Professional Examination
BC
Issued 06/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Croland is the right advisor for you? Invested Better is here to help.