Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott William Cody is a financial advisor with over 20 years of experience in the financial services industry. Scott is currently registered with LPL Financial LLC in Colorado. Scott has previously worked for Securities America, Inc., Hornor, Townsend & Kent, Inc., and New England Securities. Scott holds Series 6, Series 63, and Series 65 licenses. Scott is a registered representative and investment advisor representative. Scott provides a variety of financial services, including financial planning, portfolio management for individuals and businesses, consulting, and other non-discretionary advisory services. Scott is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
01/01/2025 - Present
LPL Financial LLC (DENVER CO)
CO
07/29/2008 - 02/03/2020
SECURITIES AMERICA, INC. (Denver CO)
CO
05/06/2004 - 08/07/2008
HORNOR, TOWNSEND & KENT, INC. (DENVER CO)
NY
09/08/1997 - 05/06/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 11/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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