Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott William Carter is a financial advisor with Wells Fargo Clearing Services, LLC. Scott is based in CAMP HILL, PA. Scott has been in the industry for over 30 years. Scott's previous experience includes roles at PNC INVESTMENTS, J.J.B. HILLIARD, W.L. LYONS, INC., PNC BROKERAGE CORP, and PRUCO SECURITIES CORPORATION. Scott is registered with FINRA and holds Series 6, 7, 63, and 65 licenses. Scott is a Certified Financial Planner (CFP) and specializes in various financial planning, investment, and advisory services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/09/2005 - Present
Wells Fargo Clearing Services, LLC (CAMP HILL PA)
PA
01/01/2004 - 12/02/2005
PNC INVESTMENTS (CAMP HILL PA)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
03/17/1994 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NJ
11/24/1992 - 03/02/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 09/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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