Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Bruce has been in the financial services industry for over 29 years. Scott is currently registered with Fidelity Brokerage Services LLC and holds a Series 6, 7, 24, 26 and SIE license. Scott is a registered representative in 53 states and the District of Columbia. Scott was previously registered with Putnam Retail Management Limited Partnership, Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services, Inc. Scott has experience working with a wide range of clients and can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
07/26/2011 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
MA
08/12/2010 - 02/07/2011
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
01/01/2008 - 06/23/2010
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
11/10/1997 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
RI
10/12/1993 - 11/10/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 10/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2019
Series 24 - General Securities Principal Examination
BC
Issued 04/18/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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