Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott William Appleby is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with Long Neck Services LLC and is located in Darien, CT. Scott has previously worked with RG Knox Company, LLC, Deutsche Bank Securities Inc., W.R. Hambrecht + Co., LLC, Robertson Stephens, Inc., ABN AMRO Incorporated, Alfred Berg, Inc. and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/14/2019 - Present
Long Neck Services LLC (DARIEN CT)
UT
09/11/2009 - 08/15/2017
RG KNOX COMPANY, LLC (PARK CITY UT)
NY
05/15/2006 - 07/17/2007
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/14/2005 - 05/02/2006
W.R. HAMBRECHT + CO., LLC (NEW YORK NY)
CA
07/31/1999 - 05/09/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CT
10/20/1995 - 05/13/1999
ABN AMRO INCORPORATED (STAMFORD CT)
NA
03/21/1995 - 11/07/1995
ALFRED BERG, INC.
NJ
09/26/1994 - 04/05/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 07/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/15/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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