Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Altman is a financial advisor with over 30 years of experience in the industry. Scott is currently registered with LPL Financial LLC and has been in this role since September 2011. Prior to joining LPL Financial LLC, Scott worked for Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, McDonald Investments Inc., Key Investments Inc., Society Investments, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Scott specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
09/23/2011 - Present
LPL Financial LLC (CARMEL IN)
IN
06/01/2009 - 09/26/2011
MORGAN STANLEY SMITH BARNEY (INDIANAPOLIS IN)
IN
11/21/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (INDIANAPOLIS IN)
IN
03/13/2000 - 11/26/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
OH
05/14/1999 - 03/13/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
03/03/1995 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
03/10/1994 - 03/03/1995
SOCIETY INVESTMENTS, INC.
MN
03/26/1991 - 12/14/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/26/1991 - 12/14/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Altman is the right advisor for you? Invested Better is here to help.
