Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Wiese is a financial advisor with LPL Financial LLC. Scott has been in the financial services industry since March 26, 1992. Scott holds licenses in Alabama, New Jersey, Pennsylvania and Texas and has been registered with LPL Financial LLC since February 14, 2018. Prior to joining LPL Financial LLC, Scott was employed with INVEST FINANCIAL CORPORATION in Tampa, Florida. Scott is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/14/2018 - Present
LPL Financial LLC (MT LAUREL NJ)
NJ
01/09/2006 - 02/14/2018
INVEST FINANCIAL CORPORATION (MATAWAN NJ)
NJ
01/01/2004 - 01/12/2006
PNC INVESTMENTS (MANALAPAN NJ)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
03/15/1999 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
07/11/1997 - 03/31/1999
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
04/01/1996 - 06/26/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IN
07/19/1995 - 04/01/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/19/1995 - 04/01/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
OR
01/18/1994 - 07/19/1995
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
11/29/1991 - 10/04/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
11/29/1991 - 10/04/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/27/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Wiese is the right advisor for you? Invested Better is here to help.
