Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Weaver is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has previously held positions with Wells Fargo Clearing Services, LLC, First Clearing, LLC and Wachovia Securities, LLC. Scott specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and other businesses, insurance companies, charitable organizations, and pension and profit-sharing plans. Scott offers a variety of financial services including portfolio management, financial planning, and selection of other advisors. Scott has a strong track record of success and is committed to providing his clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/24/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
10/11/2011 - 06/27/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
MO
04/17/2009 - 06/19/2009
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
11/03/2004 - 04/17/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
12/14/2000 - 11/01/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 05/17/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2023
Series 4 - Registered Options Principal Examination
BC
Issued 12/17/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/08/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Weaver is the right advisor for you? Invested Better is here to help.
