Unclaimed
Scott Wayne Shawaker is a financial advisor with over 20 years of experience in the financial services industry. Scott has held positions at several reputable firms, including Lehman Brothers Inc., J.P. Morgan Securities Inc., and Cowen and Company. Scott currently works at The Huntington Investment Co. He is a Series 7, Series 63, and Series 65 licensed professional, specializing in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
06/12/2018 - Present
THE Huntington Investment Co. (Chicago IL)
IL
07/09/2010 - 11/20/2017
COWEN AND COMPANY (CHICAGO IL)
IL
05/15/1998 - 06/29/2006
LEHMAN BROTHERS INC. (CHICAGO IL)
NY
12/05/1996 - 05/04/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/09/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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