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Scott Wayne Shawaker

THE Huntington Investment Co.

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About Scott Wayne Shawaker

Scott Wayne Shawaker is a financial advisor with over 20 years of experience in the financial services industry. Scott has held positions at several reputable firms, including Lehman Brothers Inc., J.P. Morgan Securities Inc., and Cowen and Company. Scott currently works at The Huntington Investment Co. He is a Series 7, Series 63, and Series 65 licensed professional, specializing in providing financial advice to individuals, businesses, and charitable organizations.

Firm Information

Scott Shawaker is currently registered with THE Huntington Investment Co.. THE Huntington Investment Co. is a Corporation headquartered in COLUMBUS, OH. It is a registered investment advisor with the SEC and in 53 states. They have approximately 5196750113 in regulatory assets under management. THE Huntington Investment Co. provides financial planning, portfolio management for businesses, portfolio management for individuals, and selection of other advisors. They have a total of 32956 accounts, all of which are discretionary.
THE Huntington Investment Co.

41 S. HIGH STREET

COLUMBUS, OH 43215

$5.20B

Assets Under Management

Not reported

Total Clients

863

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Shawaker’s Registration & Firm History

IL

06/12/2018 - Present

THE Huntington Investment Co. (Chicago IL)

IL

07/09/2010 - 11/20/2017

COWEN AND COMPANY (CHICAGO IL)

IL

05/15/1998 - 06/29/2006

LEHMAN BROTHERS INC. (CHICAGO IL)

NY

12/05/1996 - 05/04/1998

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/09/2010

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/19/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Wayne Shawaker.
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