Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Price is a financial advisor with over 10 years of experience in the financial services industry. Scott is currently registered with Transamerica Capital, Inc. and holds the Series 6, Series 63 and SIE licenses. Scott has experience working with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
10/09/2020 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
NC
10/18/2018 - 04/17/2020
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
SC
11/28/2012 - 09/26/2018
WELLS FARGO CLEARING SERVICES, LLC (FORT MILL SC)
IA
Issued 01/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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