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Scott Wayne Powell

Aegis Capital Corp.

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About Scott Wayne Powell

Scott Powell is a financial advisor with over 20 years of experience in the industry. Scott currently works for Aegis Capital Corp. and has previously worked for Lincoln Financial Securities Corporation and Gunnallen Financial, Inc. Scott is licensed to provide investment advice in Alabama, Arizona, Delaware, Florida, Illinois, Kentucky, Massachusetts, Nevada, North Carolina, Ohio, and Texas. Scott is registered with FINRA.

Firm Information

Scott Powell is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Powell’s Registration & Firm History

FL

04/29/2021 - Present

Aegis Capital Corp. (TAMPA FL)

FL

02/26/2010 - 04/23/2010

LINCOLN FINANCIAL SECURITIES CORPORATION (TAMPA FL)

FL

08/14/2000 - 11/12/2009

GUNNALLEN FINANCIAL, INC (TAMPA FL)

FL

11/21/1997 - 08/17/2000

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

IA

Issued 12/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2015

Series 4 - Registered Options Principal Examination

BC

Issued 10/28/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 11/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Scott Wayne Powell. Review regulatory record here.
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