Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott McLallen is a financial professional with over 20 years of experience in the financial services industry. Scott is currently registered with MUFG Securities Americas Inc. Prior to joining MUFG Securities Americas Inc., Scott was affiliated with MUFG Americas Corporate Advisory, Inc., SunTrust Robinson Humphrey, Inc., Portico Capital Securities LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and Smith Barney Inc. Scott is licensed to offer securities products in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/23/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/16/2019 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (NEW YORK NY)
NY
04/05/2011 - 10/12/2018
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
CT
11/09/2007 - 05/11/2010
PORTICO CAPITAL SECURITIES LLC (GREENWICH CT)
NJ
09/04/1996 - 05/25/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/08/1995 - 04/03/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 05/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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