Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Wargo is a registered investment advisor representative, currently associated with Concourse Financial Group Securities, Inc. Scott has been in the financial services industry since September 28, 2005. Prior to joining Concourse Financial Group Securities, Inc., Scott was associated with CUNA Brokerage Services, Inc., Prudential Annuities Distributors, Inc and Webster Investment Services, Inc. Scott holds the Series 7, Series 31, Series 55, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/21/2022 - Present
Concourse Financial Group Securities, Inc. (Monroe CT)
IA
05/23/2016 - 12/16/2019
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CT
11/07/2006 - 05/11/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
04/07/2004 - 08/08/2006
WEBSTER INVESTMENT SERVICES, INC. (STAMFORD CT)
NY
07/29/2002 - 03/10/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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