Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ward is a financial professional with over 20 years of experience in the industry. Scott is currently registered with Independent Advisor Alliance, LLC as a Registered Investment Advisor in South Carolina. Previously, Scott worked with a number of prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, CNL Securities Corp, and Foreside Fund Services, LLC. Scott holds a variety of licenses and certifications, including Series 7, Series 66, and Series 65. Scott specializes in providing financial planning services to individuals, businesses, and high-net-worth clients. Scott is passionate about helping clients achieve their financial goals, and he is committed to providing personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
08/08/2023 - Present
Independent Advisor Alliance, LLC (Columbia SC)
NC
10/05/2022 - 06/23/2023
INNOVATION PARTNERS LLC (CHARLOTTE NC)
ME
01/08/2018 - 10/13/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
MA
05/01/2010 - 01/02/2018
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
03/14/2006 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MN
02/10/2006 - 02/27/2006
AEI SECURITIES, INC. (ST. PAUL MN)
FL
07/12/2002 - 10/20/2005
CNL SECURITIES CORP. (ORLANDO FL)
NY
12/05/2000 - 03/16/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/31/1995
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
Not sure Scott Ward is the right advisor for you? Invested Better is here to help.
