Unclaimed
Scott Walter Farmer is a registered representative with Evercore Group LLC and has been in the financial services industry since July 16, 2005. Farmer holds Series 3, 7, 24, 52TO, 55, 57TO, 99TO, and SIE licenses as well as a Series 63 license. Farmer has held previous positions with Stonex Financial Inc. and Credit Suisse Securities (USA) LLC. Farmer is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/27/2021 - Present
Evercore Group LLC (Warren NJ)
NY
08/15/2019 - 09/28/2021
STONEX FINANCIAL INC. (NEW YORK NY)
NY
02/07/2005 - 12/26/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/07/2004 - 08/16/2004
JEMMINI SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2005
Series 3 - National Commodity Futures Examination
BC
Issued 04/05/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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