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Scott Wallace Balderas

Schwab Wealth Advisory, Inc.

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About Scott Wallace Balderas

Scott Wallace Balderas is a financial advisor who has been in the industry since August 2008. Scott is currently registered with Schwab Wealth Advisory, Inc. and has been with the firm since June 2022. Prior to joining Schwab Wealth Advisory, Inc., Scott worked at Fidelity Brokerage Services LLC, Goldman, Sachs & Co. and Wells Fargo Investments, LLC. Scott holds the Series 66, Series 7 and SIE licenses. Scott is also registered to provide investment advice in 22 states. Scott specializes in providing financial planning, portfolio management for individuals and businesses.

Firm Information

Scott Balderas is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Scott Balderas’s Registration & Firm History

CA

10/04/2022 - Present

Schwab Wealth Advisory, Inc. (San Diego CA)

NY

03/31/2010 - 11/01/2017

FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)

NY

01/09/2008 - 03/05/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

UT

07/04/2007 - 12/20/2007

WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)

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Licenses & Designations

BOTH

Issued 04/10/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Wallace Balderas.
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