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Scott Walker Stafford

FHN Financial Securities Corp.

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About Scott Walker Stafford

Scott Stafford has been a registered representative for over 30 years. Currently associated with FHN Financial Securities Corp. in Houston, Texas, Scott began his career at Government Securities Corporation. Scott Walker Stafford is registered in Texas and Florida. Scott has passed the Series 63, Series 7, Series 72, and SIE exams.

Firm Information

Scott Stafford is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Stafford’s Registration & Firm History

TX

04/01/2017 - Present

FHN Financial Securities Corp. (HOUSTON TX)

TX

07/01/1996 - 04/01/2017

COASTAL SECURITIES, INC. (HOUSTON TX)

NA

07/01/1991 - 07/01/1996

GSC SECURITIES, INC.

NA

10/09/1990 - 07/01/1996

GOVERNMENT SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 10/04/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Walker Stafford. Review regulatory record here.
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