Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Walker is a financial advisor with Raymond James & Associates, Inc., a firm that manages between $1 billion and $10 billion in assets. Scott has been in the industry since 2017 and has experience with Charles Schwab & Co., Inc. and TD Ameritrade. Scott has licenses including Series 7, Series 63, Series 24 and the SIE. Scott's expertise includes portfolio management for individuals and businesses, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/06/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TX
03/18/2022 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
01/29/2021 - 03/18/2022
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
02/20/2017 - 03/18/2022
TD AMERITRADE, INC. (Southlake TX)
TX
09/03/2020 - 01/29/2021
TD AMERITRADE CLEARING, INC. (Southlake TX)
BC
Issued 03/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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