Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Locher is a financial advisor with over 40 years of experience in the industry. Scott has been with Morgan Stanley since 2009. Prior to joining Morgan Stanley, Scott worked with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Janney Montgomery Scott LLC, Kidder, Peabody & Co. Incorporated, and First Jersey Securities, Inc. Scott provides financial advice for individuals, families, and businesses. Scott is registered to provide investment advice in 35 states and is a registered representative of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/15/2020 - Present
Morgan Stanley (Marlton NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VOORHEES NJ)
NJ
05/03/2001 - 04/02/2007
MORGAN STANLEY DW INC. (VOORHEES NJ)
PA
02/10/1986 - 05/02/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NA
12/10/1984 - 02/19/1986
KIDDER, PEABODY & CO. INCORPORATED
NA
05/08/1981 - 12/07/1984
JANNEY MONTGOMERY SCOTT INC.
NA
02/22/1980 - 05/30/1981
FIRST JERSEY SECURITIES, INC.
IA
Issued 09/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/29/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/08/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 02/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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