Unclaimed
Scott Liermann is a financial advisor at Northwestern Mutual Investment Services, LLC. Scott has over 3 years of experience in the financial services industry and is licensed in Ohio and Pennsylvania. Scott holds Series 6, 7 and 66 securities registrations and has earned the SIE designation. Scott has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
09/28/2021 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
OH
03/22/2018 - 09/08/2021
J.P. MORGAN SECURITIES LLC (Westerville OH)
OH
01/29/2018 - 03/01/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Columbus OH)
BOTH
Issued 6/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 1/29/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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