Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott W Haeffner is a financial advisor with over 27 years of experience in the industry. Scott is currently registered with LPL Financial LLC in Butte, MT. Scott has previously worked for Cambridge Investment Research, Inc. in Butte, MT, Pruco Securities, LLC. in Butte, MT, SCF Securities, Inc. in Butte, MT, Securian Financial Services, Inc. in Butte, MT, Safeco Investment Services, Inc. in Boston, MA, and Pruco Securities Corporation in Newark, NJ. Scott holds Series 6, 7, 63, and 65 securities licenses and the SIE exam. Scott specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
03/05/2024 - Present
LPL Financial LLC (BUTTE MT)
MT
09/18/2020 - 03/13/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Butte MT)
MT
09/01/2020 - 09/21/2020
PRUCO SECURITIES, LLC. (Butte MT)
MT
02/01/2018 - 09/18/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Butte MT)
MT
08/17/2016 - 02/01/2018
SCF SECURITIES, INC. (BUTTE MT)
MT
03/31/2015 - 08/18/2016
SECURIAN FINANCIAL SERVICES, INC. (Butte MT)
MT
03/21/2008 - 01/27/2011
SECURIAN FINANCIAL SERVICES, INC. (BUTTE MT)
MA
04/23/1999 - 12/20/2001
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
NJ
05/03/1985 - 12/26/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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