Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Vincent Rippa is a financial advisor with over 30 years of experience in the industry. Scott is currently registered with Bok Financial Securities, Inc. and has previously worked with other firms including National Alliance Securities Corporation, Salomon Smith Barney Inc., Salomon Brothers Inc., Oppenheimer & Co., Inc., Smith Barney Shearson Inc., Lehman Brothers Inc., Lehman Government Securities Inc., and Lehman Special Securities Inc. Scott holds Series 7, 55, 52TO, 57TO, and SIE licenses. Scott is registered in multiple states including California, Connecticut, Georgia, Illinois, Massachusetts, Missouri, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/28/2004 - Present
BOK Financial Securities, Inc. (HURST TX)
TX
03/26/2003 - 05/27/2004
NATIONAL ALLIANCE SECURITIES CORPORATION (AUSTIN TX)
NY
06/28/1995 - 04/03/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
05/03/1994 - 07/06/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
02/05/1994 - 02/24/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
06/18/1993 - 02/09/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/18/1993 - 02/09/1994
LEHMAN GOVERNMENT SECURITIES INC.
NA
06/18/1993 - 02/09/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 01/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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