Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Vincent Richter is a financial advisor associated with Wells Fargo Clearing Services, LLC. Scott has been in the financial industry for over 25 years, with prior experience at Sterling Financial Investment Group, Inc. and Joseph Charles & Assoc., Inc. Scott holds multiple licenses including Series 7, 9, 10, 63, and 65. Scott's specialties include financial planning, portfolio management, and pension consulting. Scott serves a wide variety of clients including high-net-worth individuals, corporations, pension plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/24/2013 - Present
Wells Fargo Clearing Services, LLC (DEERFIELD BEACH FL)
FL
11/20/2000 - 05/11/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
07/15/1993 - 11/20/2000
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
IA
Issued 10/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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