Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kaup is a financial advisor with Prosperity Capital Advisors. Scott is a Certified Financial Planner and has been in the industry for over 35 years. Scott has extensive experience in providing financial advice to individuals and families, as well as businesses. Scott holds a variety of licenses and designations including Series 6, Series 7, Series 31, and Series 63. Scott is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NE
07/19/2024 - Present
Prosperity Capital Advisors (Stuart NE)
NE
09/20/2019 - 07/22/2024
CETERA ADVISOR NETWORKS LLC (STUART NE)
NE
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (STUART NE)
NE
11/13/1989 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (STUART NE)
NA
10/11/1989 - 11/02/1989
VSR FINANCIAL SERVICES, INC.
AZ
01/20/1987 - 10/23/1989
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NA
04/16/1985 - 01/21/1987
VSR FINANCIAL SERVICES, INC.
NA
10/08/1984 - 04/26/1985
WZW FINANCIAL SERVICES, INC.
NA
08/27/1981 - 10/16/1984
ST. PAUL INVESTORS, INC.
BC
Issued 08/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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