Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Vincent Hartshorn is a financial advisor with over 20 years of experience in the financial services industry. Scott is currently registered with Morgan Stanley in Scranton, Pennsylvania, and has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., and Dean Witter Reynolds Inc. Scott holds several industry licenses including Series 3, 7, 31, and 63. Scott is a member of the Financial Industry Regulatory Authority (FINRA) and is also registered with the state of Pennsylvania as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
05/02/2011 - Present
Morgan Stanley (Scranton PA)
PA
06/26/2002 - 05/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILKES BARRE PA)
NY
09/01/2000 - 06/20/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/08/1999 - 09/18/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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