Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Vincent Gooch is a registered representative with Jonestrading. Scott has over 30 years of experience in the financial services industry. Scott has held previous positions at Jefferies LLC, Morgan Keegan & Company, Inc., Legg Mason Wood Walker, Incorporated and Rauscher Pierce Refsnes, Inc. Scott holds Series 3, 7, 24, 57TO, 63 and 65 licenses. Scott is registered in Alabama, California, Colorado, Illinois, New York, Oklahoma and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/06/2016 - Present
Jonestrading (DALLAS TX)
TX
05/20/1998 - 03/01/2016
JEFFERIES LLC (DALLAS TX)
TN
09/10/1996 - 05/18/1998
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MD
09/06/1994 - 09/26/1996
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TX
09/16/1992 - 09/13/1994
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 09/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1999
Series 3 - National Commodity Futures Examination
BC
Issued 09/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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