Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Vincent Babcock is an Investment Advisor Representative associated with Cetera Investment Advisers LLC. Scott has been in the financial services industry since 1991 and is registered in 22 states. Scott holds Series 7, 9, 10, 63 and 65 licenses. In addition to his role at Cetera Investment Advisers LLC, Scott also provides consulting services to attorneys in the financial industry. Scott is a board member of the Villas of Grayson Place HOA and co-chair of Beyond Celiac. He is passionate about helping clients achieve their financial goals. Scott is a valuable resource for clients seeking financial advice and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
03/21/2024 - Present
Cetera Investment Advisers LLC (OVERLAND PARK KS)
KS
10/16/1991 - 01/25/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)
IA
Issued 06/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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