Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Babcock is a financial advisor with over 30 years of experience in the industry. Scott has a strong background in financial planning and investment management. Scott is currently registered with Cetera Investment Advisers LLC, a firm that provides financial services to a wide range of clients, including individuals, businesses, and institutions. Prior to joining Cetera Investment Advisers LLC, Scott was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated for over 20 years. Scott is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KS
03/21/2024 - Present
Cetera Investment Advisers LLC (OVERLAND PARK KS)
KS
10/16/1991 - 01/25/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)
IA
Issued 6/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/6/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/23/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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