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Scott Verch

FHN Financial Securities Corp.

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About Scott Verch

Scott Verch is a financial professional with over 27 years of experience in the industry. Scott is currently registered with FHN Financial Securities Corp. in New York and New Jersey. Scott has previously worked with TD Securities (USA) LLC, U.S. Bancorp Investments, Inc., Stone & Youngberg LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Morgan Stanley & Co., Incorporated, J.P. Morgan Securities Inc., Chase Securities Inc., Fieldstone Private Capital Group, L.P., and Donaldson, Lufkin & Jenrette Securities Corporation. Scott has a Series 7, Series 63, Series 52, Series 79, and SIE license.

Firm Information

Scott Verch is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Verch’s Registration & Firm History

NY

05/15/2024 - Present

FHN Financial Securities Corp. (SYOSSET NY)

NY

02/13/2019 - 01/05/2024

TD SECURITIES (USA) LLC (NEW YORK NY)

NY

11/08/2010 - 03/01/2018

U.S. BANCORP INVESTMENTS, INC. (NEW YORK NY)

NY

12/14/2009 - 10/01/2010

STONE & YOUNGBERG LLC (NEW YORK NY)

NY

03/12/2009 - 07/10/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/17/2007 - 07/10/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

04/05/2004 - 08/20/2007

MORGAN STANLEY & CO., INCORPORATED (PURCHASE NY)

NY

06/24/1998 - 03/31/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/29/1995 - 03/06/1997

CHASE SECURITIES INC. (NEW YORK NY)

NY

05/19/1995 - 09/12/1995

FIELDSTONE PRIVATE CAPITAL GROUP, L.P. (NEW YORK NY)

NJ

01/05/1993 - 03/01/1995

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 07/26/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 03/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Verch.
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