Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Trueman is a financial advisor with over 27 years of experience in the industry. Scott is currently registered with Wells Fargo Advisors Financial Network, LLC. Scott has held previous positions with Wells Fargo Clearing Services, LLC, Morgan Stanley, Citigroup Global Markets Inc., Banc of America Investment Services, Inc., WM Financial Services, Inc., Norwest Investment Services, Inc., and MONY Securities Corp. Scott's expertise is in providing investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/07/2022 - Present
Wells Fargo Advisors Financial Network, LLC (WESTLAKE VILLAGE CA)
CA
11/09/2012 - 09/02/2022
WELLS FARGO CLEARING SERVICES, LLC (GOLETA CA)
CA
06/01/2009 - 11/16/2012
MORGAN STANLEY (SANTA BARBARA CA)
CA
06/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MONTECITO CA)
CA
09/20/2000 - 07/03/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (VENTURA CA)
CA
03/29/2000 - 07/25/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
11/08/1995 - 02/04/2000
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
NY
09/26/1994 - 01/06/1995
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 07/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 11/07/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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