Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Toshio Nishimura is a registered investment advisor representative with Continuum Advisory, LLC. Scott has been in the financial services industry since December 1994. Scott has experience with both individual and institutional clients. Scott is also a registered principal with TRIAD ADVISORS LLC. Scott has a broad range of experience in the financial services industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/15/2022 - Present
Continuum Advisory, LLC (Hacienda Heights CA)
ID
02/11/2022 - 08/23/2024
TRIAD ADVISORS LLC (Eagle ID)
GA
10/13/2015 - 01/25/2022
TRANSAMERICA FINANCIAL ADVISORS, INC (JOHNS CREEK GA)
IA
07/20/2015 - 08/17/2015
FIRST ALLIED SECURITIES, INC. (West Des Moines IA)
IA
07/09/2015 - 08/17/2015
GIRARD SECURITIES, INC. (WEST DES MOINES IA)
IA
07/09/2015 - 08/17/2015
INVESTORS CAPITAL CORP. (WEST DES MOINES IA)
IA
07/09/2015 - 08/17/2015
SUMMIT BROKERAGE SERVICES, INC. (West Desmoines IA)
IA
07/09/2015 - 08/17/2015
VSR FINANCIAL SERVICES, INC. (West Des Moines IA)
CA
11/05/2013 - 08/17/2015
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
09/04/2009 - 07/23/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (LOS ANGELES CA)
CA
09/27/2006 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CA
06/13/1994 - 09/19/2006
CHARLES SCHWAB & CO., INC. (PASADENA CA)
BC
Issued 06/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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