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Scott Torrence Wooster

Truist Securities, Inc.

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About Scott Torrence Wooster

Scott Torrence Wooster is a financial advisor with Truist Securities, Inc. Scott has been in the industry since October 23, 1993. Scott is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, Series 57TO, Series 79TO, Series 99TO, and SIE licenses. Scott has been registered with Truist Securities, Inc. since May 3, 2022. Previously, Scott was registered with HILLTOP SECURITIES INC., WELLS FARGO SECURITIES, LLC, B. C. ZIEGLER AND COMPANY, BANC OF AMERICA SECURITIES LLC, WACHOVIA SECURITIES, INC., SUNTRUST CAPITAL MARKETS, INC., and SUNTRUST SECURITIES, INC.

Firm Information

Scott Wooster is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Wooster’s Registration & Firm History

NC

05/03/2022 - Present

Truist Securities, Inc. (CHARLOTTE NC)

NC

10/07/2020 - 05/20/2022

HILLTOP SECURITIES INC. (CHARLOTTE NC)

NC

04/20/2010 - 09/02/2020

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

IL

03/24/2009 - 04/21/2010

B. C. ZIEGLER AND COMPANY (CHICAGO IL)

NC

11/20/2000 - 04/01/2009

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

NC

11/04/1994 - 10/31/2000

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

GA

10/24/1994 - 11/28/1994

SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)

GA

09/01/1993 - 10/24/1994

SUNTRUST SECURITIES, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 09/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Torrence Wooster.
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