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Scott Thomas Whiting

Cascadia Capital, LLC

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About Scott Thomas Whiting

Scott Thomas Whiting is a financial advisor who is active in the state of Washington. He is registered with Cascadia Capital, Llc, and has been working in the financial industry since 2018. Scott has a Series 63, SIE and Series 79.

Firm Information

Scott Whiting is currently registered with Cascadia Capital, LLC. Cascadia Capital, LLC is a Limited Liability Company formed on December 4, 2000. The firm is registered in 9 states, including California, Georgia, Minnesota, New York, Ohio, South Carolina, Tennessee, Texas, and Washington. Cascadia Capital, LLC also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Whiting’s Registration & Firm History

WA

09/02/2020 - Present

Cascadia Capital, LLC (SEATTLE WA)

IL

03/30/2018 - 06/05/2020

WILLIAM BLAIR (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/09/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Thomas Whiting.
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