Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Spottiswoode is a financial advisor currently working at Fidelity Personal And Workplace Advisors. Scott has been in the financial industry since 1996. Scott has been a registered representative since 1995 and an investment advisor representative since 2020. Scott is a registered representative in the state of Pennsylvania and an investment advisor representative in the states of Pennsylvania and Texas. Scott provides financial planning, portfolio management, and educational seminars to individuals, families, and businesses. Scott is also able to select other advisors for clients. Scott is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
10/11/2021 - Present
Fidelity Personal AND Workplace Advisors (KING OF PRUSSIA PA)
PA
09/08/2010 - 04/20/2020
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
MA
08/24/2009 - 07/08/2010
JESUP & LAMONT SECURITIES CORP (BOSTON MA)
MA
01/11/2005 - 08/03/2009
PIPER JAFFRAY & CO. (BOSTON MA)
PA
03/19/2003 - 10/11/2004
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
04/10/2002 - 09/16/2004
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
NY
10/30/1998 - 04/03/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
PA
01/09/1997 - 10/12/1998
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NY
08/22/1995 - 01/14/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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