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Scott Thomas Rollin

Northwestern Mutual Investment Services, LLC

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About Scott Thomas Rollin

Scott Rollin has been a financial advisor for over 30 years, with experience in the industry dating back to 1991. Scott has a long history with Northwestern Mutual Investment Services, LLC and has been with the firm since 1999. Scott has a diverse range of experience, including positions at Robert W. Baird & Co. Incorporated and Mutual Service Corporation. Scott is currently registered to provide investment advice in Iowa, Minnesota, North Carolina and North Dakota.

Firm Information

Scott Rollin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Scott Rollin’s Registration & Firm History

MN

05/11/1999 - Present

Northwestern Mutual Investment Services, LLC (Edina MN)

WI

04/24/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MA

10/13/1995 - 03/31/1999

MUTUAL SERVICE CORPORATION (BOSTON MA)

MA

03/06/1990 - 06/29/1994

MUTUAL SERVICE CORPORATION (BOSTON MA)

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Licenses & Designations

BC

Issued 03/05/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1998

Series 7 - General Securities Representative Examination

BC

Issued 03/05/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Thomas Rollin.
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