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Scott Thomas Reinig

Guggenheim Securities, LLC

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About Scott Thomas Reinig

Scott Reinig is a financial professional with over 10 years of experience in the industry. Scott is currently registered with Guggenheim Securities, LLC and holds Series 7, Series 79, Series 63 and SIE licenses. Scott has previously worked for HARRIS WILLIAMS and Lehman Brothers Inc.. Scott is licensed to provide financial advice in Massachusetts.

Firm Information

Scott Reinig is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Reinig’s Registration & Firm History

MA

09/30/2021 - Present

Guggenheim Securities, LLC (Boston MA)

MA

07/12/2013 - 09/22/2021

HARRIS WILLIAMS (BOSTON MA)

NY

09/13/2004 - 08/29/2005

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/30/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Thomas Reinig.
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