Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Pomeroy is a financial advisor with Wells Fargo Clearing Services, LLC. Scott has over 27 years of experience in the financial services industry. Scott is a registered representative in Virginia, and he is also a registered investment advisor in Texas and Virginia. Scott has a wide range of experience in providing financial advice to individuals and businesses. He is also experienced in providing investment consulting services to institutional clients. Scott holds a Series 7, 9, 10, 52, 63, and 66 licenses, and he is also a Certified Financial Planner (CFP®). Scott is committed to providing his clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
11/13/2002 - Present
Wells Fargo Clearing Services, LLC (RICHMOND VA)
TX
05/29/2001 - 10/31/2002
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TN
11/29/2000 - 05/25/2001
NBC CAPITAL MARKETS GROUP (MEMPHIS TN)
MI
02/13/1996 - 12/22/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BOTH
Issued 03/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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