Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Moffitt is an investment advisor representative registered with Cetera Investment Advisers LLC. Scott is a registered representative with the state of Ohio since 1993 and has a variety of product and principal certifications. Scott has over 30 years of experience in the financial industry and has worked with a variety of clients, including individuals, corporations, and charitable organizations. Scott is committed to providing his clients with personalized financial advice and services. He specializes in financial planning, portfolio management, and retirement planning. Scott is a member of the National Association of Personal Financial Advisors and the Financial Planning Association. He is also a Registered Representative with Cetera Advisor Networks LLC and has a General Securities Principal Examination certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
06/29/2023 - Present
Cetera Investment Advisers LLC (LOVELAND OH)
OH
09/16/1996 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (LOVELAND OH)
PA
07/22/1993 - 08/19/1996
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 7/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/8/1997
Series 7 - General Securities Representative Examination
BC
Issued 7/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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