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Scott Thomas Matheson

Capfinancial Securities, LLC

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About Scott Thomas Matheson

Scott Matheson has been working in the financial services industry since September 11, 2005. Scott is currently registered with Capfinancial Securities, LLC in Raleigh, North Carolina and is licensed to offer securities and commodities in North Carolina. Scott has Series 3, 7 and 63 securities licenses and the SIE exam. Previous to his current role, Scott was employed by Citigroup Global Markets Inc. in New York, New York.

Firm Information

Scott Matheson is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Matheson’s Registration & Firm History

NC

03/12/2007 - Present

Capfinancial Securities, LLC (RALEIGH NC)

NY

08/17/2005 - 02/14/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/31/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2005

Series 3 - National Commodity Futures Examination

BC

Issued 08/13/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Thomas Matheson.
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