Unclaimed
Scott Thomas Iles is a financial advisor with Hammond Iles Wealth Advisors, based in Wethersfield, CT. Scott has been in the financial services industry since October 1999. Scott is registered with FINRA and the state of Connecticut. He has a Series 6, 7, 63 and 65. Scott provides financial planning and portfolio management services to individuals and small businesses. Previously, Scott was with Ceros Financial Services, Inc. and Securities Service Network, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
% fee based on assets managed by a tpa
1
2
CT
01/21/2025 - Present
Hammond Iles Wealth Advisors (WETHERSFIELD CT)
CT
03/14/2016 - 04/04/2022
CEROS FINANCIAL SERVICES, INC. (Wethersfield CT)
CT
10/24/2001 - 03/02/2016
SECURITIES SERVICE NETWORK, INC. (WETHERSFIELD CT)
CT
07/15/1999 - 02/21/2001
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
NY
02/04/1999 - 07/15/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IA
Issued 12/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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