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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Thomas Hernberg is an investment advisor with Osaic Wealth, Inc. located in Scottsdale, Arizona. Scott has been in the financial services industry since December 1998. Scott has been with Osaic Wealth, Inc. since March 2013. Scott is a registered representative of the firm and is a Series 6, 7, 24, 51, and 66 licensed. Scott provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/30/2020 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
09/16/2022 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
09/16/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
RI
02/10/2010 - 08/02/2010
ROYAL ALLIANCE ASSOCIATES, INC. (WARWICK RI)
CT
09/20/1997 - 02/04/2008
ROYAL ALLIANCE ASSOCIATES, INC. (VERNON CT)
NY
12/06/1993 - 11/07/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 12/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/30/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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