Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Thomas Gross is a financial advisor registered with Cetera Investment Advisers LLC. Scott has been in the securities industry since January 7, 1998. Scott is licensed to provide investment advice in Minnesota, Iowa, Ohio and Hawaii. Scott has worked for several firms including Capital Financial Services, Inc., Allied Beacon Partners, Inc., Workman Securities Corporation, Woodbury Financial Services, Inc., AXA Advisors, LLC, The Equitable Life Assurance Society of the United States and Fortis Investors, Inc. Scott holds the Series 6, 7, 63 and 65 licenses and the SIE exam. Scott offers a variety of services including financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (MANKATO MN)
MN
06/21/2013 - 06/14/2019
CAPITAL FINANCIAL SERVICES, INC. (MANKATO MN)
MN
10/03/2011 - 06/21/2013
ALLIED BEACON PARTNERS, INC. (MANKATO MN)
MN
04/28/2006 - 09/30/2011
WORKMAN SECURITIES CORPORATION (MANKATO MN)
MN
12/16/2003 - 05/01/2006
WOODBURY FINANCIAL SERVICES, INC. (MANKATO MN)
MN
05/09/2001 - 09/22/2003
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NY
07/16/1999 - 05/03/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/29/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MN
03/27/1996 - 12/31/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 6/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 3/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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