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Scott Thomas Fleming

Stonebridge Advisors LLC

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About Scott Thomas Fleming

Scott Fleming is a financial advisor with over 30 years of experience in the industry. Scott has been with Stonebridge Advisors LLC since 2005, and is a Registered Investment Advisor in both Connecticut and Texas. Prior to joining Stonebridge Advisors LLC, Scott worked at Spectrum Asset Management, Inc. and Drexel Burnham Lambert Incorporated. Scott has a wide range of experience in the industry, having worked with individuals, corporations, investment companies, charitable organizations and endowments. Scott is committed to providing his clients with personalized financial advice and investment management services.

Firm Information

Scott Fleming is currently registered with Stonebridge Advisors LLC. Stonebridge Advisors LLC is an investment advisor based in Wilton, CT. The firm manages over $10 billion in assets for individuals, businesses, investment companies, and endowments. They specialize in portfolio management services and provide wealth management advice.
Stonebridge Advisors LLC

10 WESTPORT ROAD

WILTON, CT 06897-4543

$10.04B

Assets Under Management

10

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Fleming’s Registration & Firm History

CT

10/29/2007 - Present

Stonebridge Advisors LLC (WILTON CT)

CT

10/26/1987 - 12/20/1999

SPECTRUM ASSET MANAGEMENT, INC. (STAMFORD CT)

NA

01/23/1985 - 08/15/1987

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

IA

Issued 01/30/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/30/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/1987

Series 27 - Financial and Operations Principal Examination

BC

Issued 06/08/1987

Series 24 - General Securities Principal Examination

BC

Issued 11/20/1987

Series 3 - National Commodity Futures Examination

BC

Issued 01/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Scott Thomas Fleming. Review regulatory record here.
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