Unclaimed
Scott Dewhurst is a financial advisor with over 35 years of experience in the financial services industry. Scott is currently registered with LPL Financial LLC and is based in Peoria, Arizona. Scott is also registered in Iowa and Texas. Prior to joining LPL Financial LLC, Scott was with FSC Securities Corporation, and before that, he worked for MML Investors Services, Inc. and Massachusetts Mutual Life Insurance Company. Scott is a Chartered Financial Consultant and holds Series 6, 7, and 63 securities licenses, as well as the SIE exam. Scott specializes in providing financial advice and planning for individuals, businesses, and families. He also offers a range of investment products and services, including mutual funds, variable annuities, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/09/2020 - Present
LPL Financial LLC (PEORIA AZ)
IA
12/09/2005 - 12/14/2020
FSC SECURITIES CORPORATION (WEST DES MOINES IA)
MA
06/02/1987 - 12/20/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
06/02/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BC
Issued 06/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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