Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Thomas Dawson is a registered investment advisor representative with First Trust Advisors LP. Scott has been in the financial services industry since July 31, 2006. Scott has a Series 66, Series 7, and SIE license. Scott's registration is active in both Illinois and Texas. First Trust Advisors LP is a registered investment advisor with a total of 210879000000 of regulatory assets under management. The firm provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
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2
IL
07/10/2017 - Present
First Trust Advisors LP (WHEATON IL)
BOTH
Issued 08/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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