Unclaimed
Scott Thomas Davies is a financial advisor at Btig, LLC. Scott has been in the industry since July 14, 2015. Scott has been registered with the state of Massachusetts since October 30, 2017. Previously, Scott worked at FBR Capital Markets & Co. Scott is Series 63, Series 7 and SIE licensed. Scott specializes in providing investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/30/2017 - Present
Btig, LLC (BOSTON MA)
MA
07/15/2015 - 11/16/2017
FBR CAPITAL MARKETS & CO. (BOSTON MA)
BC
Issued 07/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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