Unclaimed
Scott Thomas Aune is a financial advisor with over 20 years of experience in the industry. Scott has held positions at several prominent firms, including Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC, and Prudential Securities Incorporated. Currently, Scott is a Registered Representative with Northwest Financial Advisors LLC. Scott specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Scott is a Certified Financial Planner and holds the Series 7, Series 31, Series 63, and Series 65 licenses. Scott is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
09/11/2015 - Present
Northwest Financial Advisors LLC (HERNDON VA)
VA
09/16/2005 - 08/28/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MCLEAN VA)
MO
07/01/2003 - 09/16/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/21/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
07/17/1998 - 11/16/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/17/1998 - 11/16/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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