Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Tarkington is a financial advisor registered with Wells Fargo Clearing Services, LLC. Scott is a licensed securities professional and has been in the financial services industry since November 2011. Scott has a broad range of experience and offers a variety of services including financial planning, portfolio management for businesses and individuals, and investment consulting services to institutional clients. Prior to joining Wells Fargo Clearing Services, LLC, Scott was employed with J.P. Morgan Securities LLC and Chase Investment Services Corp. Scott is registered with the state of Alabama, Michigan, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
04/18/2024 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM MI)
MI
10/01/2012 - 04/19/2024
J.P. MORGAN SECURITIES LLC (WEST BLOOMFIELD MI)
MI
11/05/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ROCHESTER HILLS MI)
BOTH
Issued 08/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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