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Scott Takashi Matsumoto

Mutual OF America Securities LLC

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About Scott Takashi Matsumoto

Scott Takashi Matsumoto is a financial professional with over 25 years of experience in the industry. Scott currently works as a registered representative with Mutual of America Securities LLC in Honolulu, Hawaii. Scott has held positions with several other firms including Mutual of America Life Insurance Company, Tower Square Securities, Inc., Advantage Capital Corporation, Travelers Equities Sales, Inc., Equico Securities, Inc. and The Equitable Life Assurance Society of the United States. Scott holds the Series 6, Series 63 and SIE licenses.

Firm Information

Scott Matsumoto is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Matsumoto’s Registration & Firm History

HI

06/12/2001 - Present

Mutual OF America Securities LLC (HONOLULU HI)

HI

06/12/2001 - 11/17/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (HONOLULU HI)

CA

04/16/1997 - 12/31/2000

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

GA

08/15/1994 - 05/02/1995

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

CA

05/13/1994 - 08/15/1994

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

NA

12/08/1988 - 04/04/1989

EQUICO SECURITIES, INC.

NA

11/13/1986 - 04/04/1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BC

Issued 05/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Takashi Matsumoto.
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